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/* Part 3 of the Cruzan case; dissenting opinion. */
The majority next argues that where, as here, important indivi-
dual rights are at stake, a clear and convincing evidence stan-
dard has long been held to be an appropriate means of enhancing
accuracy, citing decisions concerning what process an individual
is due before he can be deprived of a liberty interest. See
ante, at 18-19. In those cases, however, this Court imposed a
----
clear and convincing standard as a constitutional minimum on the
basis of its evaluation that one side's interests clearly
outweighed the second side's interests and therefore the second
side should bear the risk of error. See Santosky v. Kramer, 455
-------- ------
U. S. 745, 753, 766-767 (1982) (requiring a clear and convincing
evidence standard for termination of parental rights because the
parent's interest is fundamental but the State has no legitimate
interest in termination unless the parent is unfit, and finding
that the State's interest in finding the best home for the child
does not arise until the parent has been found unfit); Addington
---------
v. Texas, 441 U. S. 418, 426-427 (1979) (requiring clear and con-
-----
vincing evidence in an involuntary commitment hearing because the
interest of the individual far outweighs that of a State, which
has no legitimate interest in confining individuals who are not
mentally ill and do not pose a danger to themselves or others).
Moreover, we have always recognized that shifting the risk of er-
ror reduces the likelihood of errors in one direction at the cost
of increasing the likelihood of errors in the other. See Adding-
-------
ton, supra, at 423 (contrasting heightened standards of proof to
--- -----
a preponderance standard in which the two sides ``share the risk
of error in roughly equal fashion'' because society does not
favor one outcome over the other). In the cases cited by the ma-
jority, the imbalance imposed by a heightened evidentiary stan-
dard was not only acceptable but required because the standard
was deployed to protect an individual's exercise of a fundamental
right, as the majority admits, ante, at 18, n. 10. In contrast,
----
the Missouri court imposed a clear and convincing standard as an
obstacle to the exercise of a fundamental right.
The majority claims that the allocation of the risk of error is
justified because it is more important not to terminate life-
support for someone who would wish it continued than to honor the
wishes of someone who would not. An erroneous decision to ter-
minate life-support is irrevocable, says the majority, while an
erroneous decision not to terminate ``results in a maintenance of
the status quo.'' See ante, at 19.
----
But, from the point of view of the patient, an erroneous decision
in either direction is irrevocable. An erroneous decision to
terminate artificial nutrition and hydration, to be sure, will
lead to failure of that last remnant of physiological life, the
brain stem, and result in complete brain death. An erroneous de-
cision not to terminate life-support, however, robs a patient of
the very qualities protected by the right to avoid unwanted medi-
cal treatment. His own degraded existence is perpetuated; his
family's suffering is protracted; the memory he leaves behind be-
comes more and more distorted.
Even a later decision to grant him his wish cannot undo the in-
tervening harm. But a later decision is unlikely in any event.
``[T]he discovery of new evidence,'' to which the majority
refers, ibid., is more hypothetical than plausible. The majority
----
also misconceives the relevance of the possibility of ``advance-
ments in medical science,'' ibid., by treating it as a reason to
----
force someone to continue medical treatment against his will.
The possibility of a medical miracle is indeed part of the cal-
culus, but it is a part of the patient's calculus. If current
------- -
research suggests that some hope for cure or even moderate im-
provement is possible within the life-span projected, this is a
factor that should be and would be accorded significant weight in
assessing what the patient himself would choose.
B
Even more than its heightened evidentiary standard, the Missouri
court's categorical exclusion of relevant evidence dispenses with
any semblence of accurate factfinding. The court adverted to no
evidence supporting its decision, but held that no clear and con-
vincing, inherently reliable evidence had been presented to show
that Nancy would want to avoid further treatment. In doing so,
the court failed to consider statements Nancy had made to family
members and a close friend.
The court also failed to consider testimony from Nancy's mother
and sister that they were certain that Nancy would want to dis-
continue to artificial nutrition and hydration, even after the
court found that Nancy's family was loving and without malignant
motive. See 760 S. W. 2d, at 412. The court also failed to consider
the conclusions of the guardian ad litem, appointed by the trial
court, that there was clear and convincing evidence that Nancy
would want to discontinue medical treatment and that this was
in her best interests. Id., at 444 (Higgins,
--
J., dissenting from denial of rehearing); Brief for Respondent
Guardian Ad Litem 2-3. The court did not specifically define
what kind of evidence it would consider clear and convincing, but
its general discussion suggests that only a living will or
equivalently formal directive from the patient when competent
would meet this standard. See 760 S. W. 2d, at 424-425.
Too few people execute living wills or equivalently formal
directives for such an evidentiary rule to ensure adequately that
the wishes of incompetent persons will be honored.
/* That is a true shame. */
While it might be a wise social policy to encourage people to
furnish such instructions, no general conclusion about a
patient's choice can be drawn from the absence of formalities.
The probability of becoming irreversibly vegetative is so low
that many people may not feel an urgency to marshal formal evi-
dence of their preferences. Some may not wish to dwell on their
own physical deterioration and mortality. Even someone with a
resolute determination to avoid life-support under circumstances
such as Nancy's would still need to know that such things as liv-
ing wills exist and how to execute one. Often legal help would
be necessary, especially given the majority's apparent willing-
ness to permit States to insist that a person's wishes are not
truly known unless the particular medical treatment is specified.
See ante, at 21.
----
As a California appellate court observed: ``The lack of general-
ized public awareness of the statutory scheme and the typically
human characteristics of procrastination and reluctance to con-
template the need for such arrangements however makes this a tool
which will all too often go unused by those who might desire
it.'' Barber v. Superior Court, 147 Cal. App. 3d 1006, 1015, 194
------ -------- -----
Cal. Rptr. 484, 489 (1983). When a person tells family or close
friends that she does not want her life sustained artificially,
she is ``express[ing] her wishes in the only terms familiar to
her, and . . . as clearly as a lay person should be asked to ex-
press them. To require more is unrealistic, and for all practi-
cal purposes, it precludes the rights of patients to forego
life-sustaining treatment.'' In re O'Connor, 72 N. Y. 2d 517,
-- -- - ------
551, 531 N. E. 2d 607, 626 (1988) (Simons, J., dissenting).
When Missouri enacted a living will statute, it specifically pro-
vided that the absence of a living will does not warrant a
presumption that a patient wishes continued medical treatment.
See n. 15, supra. Thus, apparently not even Missouri's own leg-
-----
islature believes that a person who does not execute a living
will fails to do so because he wishes continuous medical treat-
ment under all circumstances.
The testimony of close friends and family members, on the other
hand, may often be the best evidence available of what the
patient's choice would be. It is they with whom the patient most
likely will have discussed such questions and they who know the
patient best. ``Family members have a unique knowledge of the
patient which is vital to any decision on his or her behalf.''
Newman, Treatment Refusals for the Critically and Terminally Ill:
Proposed Rules for the Family, the Physician, and the State, 3
N. Y. L. S. Human Rights Annual 35, 46 (1985). The Missouri
court's decision to ignore this whole category of testimony is
also at odds with the practices of other States. See, e. g., In
- - --
re Peter, 108 N. J. 365, 529 A. 2d 419 (1987), Brophy v. New Eng-
-- ----- ------ --- ----
land Sinai Hospital, Inc., 398 Mass. 417, 497 N. E. 2d 626
---- ----- -------- ---
(1986); In re Severns, 425 A. 2d 156 (Del. Ch. 1980).
-- -- -------
The Missouri court's disdain for Nancy's statements in serious
conversations not long before her accident, for the opinions of
Nancy's family and friends as to her values, beliefs and certain
choice, and even for the opinion of an outside objective
factfinder appointed by the State evinces a disdain for Nancy
Cruzan's own right to choose. The rules by which an incompetent
person's wishes are determined must represent every effort to
determine those wishes. The rule that the Missouri court adopted
and that this Court upholds, however, skews the result away from
a determination that as accurately as possible reflects the
individual's own preferences and beliefs. It is a rule that
transforms human beings into passive subjects of medical technol-
ogy.
[M]edical care decisions must be guided by the individual
patient's interests and values. Allowing persons to determine
their own medical treatment is an important way in which so-
ciety respects persons as individuals. Moreover, the respect
due to persons as individuals does not diminish simply because
they have become incapable of participating in treatment deci-
sions. . . . [I]t is still possible for others to make a deci-
sion that reflects [the patient's] interests more closely than
would a purely technological decision to do whatever is possi-
ble. Lacking the ability to decide, [a patient] has a right to
a decision that takes his interests into account.'' In re Dra-
-- -- ----
bick, 200 Cal. App. 3d 185, 208; 245 Cal. Rptr. 840, 854-855
----
(1988).
C
I do not suggest that States must sit by helplessly if the
choices of incompetent patients are in danger of being ignored.
See ante, at 17. Even if the Court had ruled that Missouri's
----
rule of decision is unconstitutional, as I believe it should
have, States would nevertheless remain free to fashion procedural
protections to safeguard the interests of incompetents under
these circumstances. The Constitution provides merely a frame-
work here: protections must be genuinely aimed at ensuring deci-
sions commensurate with the will of the patient, and must be re-
liable as instruments to that end. Of the many States which have
instituted such protections, Missouri is virtually the only one
to have fashioned a rule that lessens the likelihood of accurate
determinations. In contrast, nothing in the Constitution
prevents States from reviewing the advisability of a family deci-
sion, by requiring a court proceeding or by appointing an impar-
tial guardian ad litem.
There are various approaches to determining an incompetent
patient's treatment choice in use by the several States today and
there may be advantages and disadvantages to each and other ap-
proaches not yet envisioned. The choice, in largest part, is and
should be left to the States, so long as each State is seeking,
in a reliable manner, to discover what the patient would want.
But with such momentous interests in the balance, States must
avoid procedures that will prejudice the decision. ``To err ei-
ther way--to keep a person alive under circumstances under which
he would rather have been allowed to die, or to allow that person
to die when he would have chosen to cling to life--would be dee-
ply unfortunate.'' In re Conroy, 98 N. J., at 343, 486 A. 2d, at
-- -- ------
1220.
D
Finally, I cannot agree with the majority that where it is not
possible to determine what choice an incompetent patient would
make, a State's role as parens patriae permits the State automat-
------ -------
ically to make that choice itself. See ante, at 22 (explaining
----
that the Due Process Clause does not require a State to confide
the decision to ``anyone but the patient herself''). Under fair
rules of evidence, it is improbable that a court could not deter-
mine what the patient's choice would be. Under the rule of deci-
sion adopted by Missouri and upheld today by this Court, such oc-
casions might be numerous. But in neither case does it follow
that it is constitutionally acceptable for the State invariably
to assume the role of deciding for the patient. A State's legi-
timate interest in safeguarding a patient's choice cannot be
furthered by simply appropriating it.
The majority justifies its position by arguing that, while close
family members may have a strong feeling about the question,
``there is no automatic assurance that the view of close family
members will necessarily be the same as the patient's would have
been had she been confronted with the prospect of her situation
while competent.'' Ibid. I cannot quarrel with this observation.
----
But it leads only to another question: Is there any reason to
suppose that a State is more likely to make the choice that the
----
patient would have made than someone who knew the patient inti-
mately? To ask this is to answer it. As the New Jersey Supreme
Court observed: ``Family members are best qualified to make sub-
stituted judgments for incompetent patients not only because of
their peculiar grasp of the patient's approach to life, but also
because of their special bonds with him or her. . . . It is
bol of a cause.'' In re Jobes, 108 N. J. 394, 416, 529 A. 2d 434,
-- -- -----
445 (1987). The State, in contrast, is a stranger to the pa-
tient.
A State's inability to discern an incompetent patient's choice
still need not mean that a State is rendered powerless to protect
that choice. But I would find that the Due Process Clause prohi-
bits a State from doing more than that. A State may ensure that
the person who makes the decision on the patient's behalf is the
one whom the patient himself would have selected to make that
choice for him. And a State may exclude from consideration any-
one having improper motives. But a State generally must either
repose the choice with the person whom the patient himself would
most likely have chosen as proxy or leave the decision to the
patient's family.
IV
As many as 10,000 patients are being maintained in persistent
vegetative states in the United States, and the number is expect-
ed to increase significantly in the near future. See Cranford,
supra n. 2, at 27, 31. Medical technology, developed over the
-----
past 20 or so years, is often capable of resuscitating people
after they have stopped breathing or their hearts have stopped
beating. Some of those people are brought fully back to life.
Two decades ago, those who were not and could not swallow and
digest food, died. Intravenous solutions could not provide suf-
ficient calories to maintain people for more than a short time.
Today, various forms of artificial feeding have been developed
that are able to keep people metabolically alive for years, even
decades. See Spencer & Palmisano, Specialized Nutritional Sup-
port of Patients--A Hospital's Legal Duty?, 11 Quality Rev. Bull.
160, 160-161 (1985). In addition, in this century, chronic or
degenerative ailments have replaced communicable diseases as the
primary causes of death. See R. Weir, Abating Treatment with
Critically Ill Patients 12-13 (1989); President's Commission
15-16. The 80% of Americans who die in hospitals are ``likely to
meet their end . . . `in a sedated or comatose state; betubed
nasally, abdominally and intravenously; and far more like manipu-
lated objects than like moral subjects.' ''
A fifth of all adults surviving to age 80 will suffer a progres-
sive dementing disorder prior to death. See Cohen & Eisdorfer,
Dementing Disorders, in The Practice of Geriatrics 194 (E. Cal-
kins, P. Davis, & A, Ford eds. 1986).
``[L]aw, equity and justice must not themselves quail and be
helpless in the face of modern technological marvels presenting
questions hitherto unthought of.'' In re Quinlan, 70 N. J. 10,
-- -- -------
44, 355 A. 2d 647, 665, cert. denied, 429 U. S. 922 (1976).
The new medical technology can reclaim those who would have
been irretrievably lost a few decades ago and restore them to
active lives. For Nancy Cruzan, it failed, and for others with
wasting incurable disease it may be doomed to failure. In
these unfortunate situations, the bodies and preferences and
memories of the victims do not escheat to the State; nor does
our Constitution permit the State or any other government to
commandeer them. No singularity of feeling exists upon which
such a government might confidently rely as parens patriae.
------ -------
The President's Commission, after years of research, concluded:
``In few areas of health care are people's evaluations of
their experiences so varied and uniquely personal as in their
assessments of the nature and value of the processes associated
with dying. For some, every moment of life is of inestimable
value; for others, life without some desired level of mental or
physical ability is worthless or burdensome. A moderate degree
of suffering may be an important means of personal growth and
religious experience to one person, but only frightening or
despicable to another.'' President's Commission 276.
Yet Missouri and this Court have displaced Nancy's own assess-
ment of the processes associated with dying. They have discarded
evidence of her will, ignored her values, and deprived her of the
right to a decision as closely approximating her own choice as
humanly possible. They have done so disingenuously in her name,
and openly in Missouri's own. That Missouri and this Court may
truly be motivated only by concern for incompetent patients makes
no matter. As one of our most prominent jurists warned us de-
cades ago: ``Experience should teach us to be most on our guard
to protect liberty when the government's purposes are benefi-
cent. . . . The greatest dangers to liberty lurk in insidious
encroachment by men of zeal, well meaning but without understand-
ing.'' Olmstead v. United States, 277 U. S. 438, 479 (1928)
-------- ------ ------
(Brandeis, J., dissenting).
I respectfully dissent.
JUSTICE STEVENS, dissenting.
Our Constitution is born of the proposition that all legitimate
governments must secure the equal right of every person to
``Life, Liberty, and the pursuit of Happiness.''
In the ordinary case we quite naturally assume that these three
ends are compatible, mutually enhancing, and perhaps even coin-
cident.
The Court would make an exception here. It permits the State's
abstract, undifferentiated interest in the preservation of life
to overwhelm the best interests of Nancy Beth Cruzan, interests
which would, according to an undisputed finding, be served by al-
lowing her guardians to exercise her constitutional right to dis-
continue medical treatment. Ironically, the Court reaches this
conclusion despite endorsing three significant propositions which
should save it from any such dilemma. First, a competent
individual's decision to refuse life-sustaining medical pro-
cedures is an aspect of liberty protected by the Due Process
Clause of the Fourteenth Amendment. See ante, at 14-15. Second,
----
upon a proper evidentiary showing, a qualified guardian may make
that decision on behalf of an incompetent ward. See, e. g.,
ante, at 20. Third, in answering the important question present-
----
ed by this tragic case, it is wise ``not to attempt by any gen-
eral statement, to cover every possible phase of the subject.''
See ante, at 13 (citation omitted). Together, these considera-
----
tions suggest that Nancy Cruzan's liberty to be free from medical
treatment must be understood in light of the facts and cir-
cumstances particular to her.
I would so hold: in my view, the Constitution requires the State
to care for Nancy Cruzan's life in a way that gives appropriate
respect to her own best interests.
I
This case is the first in which we consider whether, and how,
the Constitution protects the liberty of seriously ill patients
to be free from life-sustaining medical treatment. So put, the
question is both general and profound. We need not, however,
resolve the question in the abstract. Our responsibility as
judges both enables and compels us to treat the problem as it is
illuminated by the facts of the controversy before us.
The most important of those facts are these: ``clear and con-
vincing evidence'' established that Nancy Cruzan is ``oblivious
to her environment except for reflexive responses to sound and
perhaps to painful stimuli''; that ``she has no cognitive or re-
flexive ability to swallow food or water''; that ``she will never
recover'' these abilities; and that her ``cerebral cortical atro-
phy is irreversible, permanent, progressive and ongoing.'' App.
to Pet. for Cert. A94-A95. Recovery and consciousness are impos-
sible; the highest cognitive brain function that can be hoped for
is a grimace in ``recognition of ordinarily painful stimuli'' or
an ``apparent response to sound.'' Id., at A95.
--
After thus evaluating Nancy Cruzan's medical condition, the tri-
al judge next examined how the interests of third parties would
be affected if Nancy's parents were allowed to withdraw the gas-
trostomy tube that had been implanted in their daughter. His
findings make it clear that the parents' request had no economic
motivation, and that granting their request would neither adversely
affect any innocent third parties nor breach the ethical standards
of the medical profession.
He then considered, and rejected, a religious objection to his
and explained why he concluded that the ward's constitutional
``right to liberty'' outweighed the general public policy on
which the State relied:
``There is a fundamental natural right expressed in our Con-
stitution as the `right to liberty,' which permits an individu-
al to refuse or direct the withholding or withdrawal of artifi-
cial death prolonging procedures when the person has no more
cognitive brain function than our Ward and all the physicians
agree there is no hope of further recovery while the deteriora-
tion of the brain continues with further overall worsening phy-
sical contractures. To the extent that the statute or public
policy prohibits withholding or withdrawal of nutrition and hy-
dration or euthanasia or mercy killing, if such be the defini-
tion, under all circumstances, arbitrarily and with no excep-
tions, it is in violation of our ward's constitutional rights
by depriving her of liberty without due process of law. To de-
cide otherwise that medical treatment once undertaken must be
continued irrespective of its lack of success or benefit to the
patient in effect gives one's body to medical science without
their consent.
. . . . .
``The Co-guardians are required only to exercise their legal
authority to act in the best interests of their Ward as they
discharge their duty and are free to act or not with this au-
thority as they may determine.'' Id., at A98-A99 (footnotes om-
--
itted).
II
Because he believed he had a duty to do so, the independent
guardian ad litem appealed the trial court's order to the Mis-
souri Supreme Court. In that appeal, however, the guardian ad-
vised the court that he did not disagree with the trial court's
decision. Specifically, he endorsed the critical finding that
``it was in Nancy Cruzan's best interests to have the tube feed-
ing discontinued.''
That important conclusion thus was not disputed by the liti-
gants. One might reasonably suppose that it would be disposi-
tive: if Nancy Cruzan has no interest in continued treatment, and
if she has a liberty interest in being free from unwanted treat-
ment, and if the cessation of treatment would have no adverse im-
pact on third parties, and if no reason exists to doubt the good
faith of Nancy's parents, then what possible basis could the
State have for insisting upon continued medical treatment? Yet,
instead of questioning or endorsing the trial court's conclusions
about Nancy Cruzan's interests, the State Supreme Court largely
ignored them.
The opinion of that court referred to four different state in-
terests that have been identified in other somewhat similar
cases, but acknowledged that only the State's general interest in
``the preservation of life'' was implicated by this case.
It defined that interest as follows:
``The state's interest in life embraces two separate concerns:
an interest in the prolongation of the life of the individual
patient and an interest in the sanctity of life itself.'' Cru-
----
zan v. Harmon, 760 S. W. 2d 408, 419 (1988).
--- ------
Although the court did not characterize this interest as abso-
lute, it repeatedly indicated that it outweighs any countervail-
ing interest that is based on the ``quality of life'' of any in-
dividual patient.
In the view of the state-court majority, that general interest is
strong enough to foreclose any decision to refuse treatment for
an incompetent person unless that person had previously evi-
denced, in a clear and convincing terms, such a decision for her-
self. The best interests of the incompetent individual who had
never confronted the issue--or perhaps had been incompetent since
birth--are entirely irrelevant and unprotected under the reason-
ing of the State Supreme Court's four-judge majority.
The three dissenting judges found Nancy Cruzan's interests com-
pelling. They agreed with the trial court's evaluation of state
policy. In his persuasive dissent, Judge Blackmar explained that
decisions about the care of chronically ill patients were tradi-
tionally private:
``My disagreement with the principal opinion lies fundamental-
ly in its emphasis on the interest of and the role of the
state, represented by the Attorney General. Decisions about
prolongation of life are of recent origin. For most of the
world's history, and presently in most parts of the world, such
decisions would never arise because the technology would not be
available. Decisions about medical treatment have customarily
been made by the patient, or by those closest to the patient if
the patient, because of youth or infirmity, is unable to make
the decisions. This is nothing new in substituted decisionmak-
ing. The state is seldom called upon to be the decisionmaker.
``I would not accept the assumption, inherent in the principal
opinion, that, with our advanced technology, the state must
necessarily become involved in a decision about using extraor-
dinary measures to prolong life. Decisions of this kind are
made daily by the patient or relatives, on the basis of medical
advice and their conclusion as to what is best. Very few cases
reach court, and I doubt whether this case would be before us
but for the fact that Nancy lies in a state hospital. I do not
place primary emphasis on the patient's expressions, except
possibly in the very unusual case, of which I find no example
in the books, in which the patient expresses a view that all
available life supports should be made use of. Those closest
to the patient are best positioned to make judgments about the
patient's best interest.'' Id., at 428.
--
Judge Blackmar then argued that Missouri's policy imposed upon
dying individuals and their families a controversial and objec-
tionable view of life's meaning:
``It is unrealistic to say that the preservation of life is an
absolute, without regard to the quality of life. I make this
statement only in the context of a case in which the trial
judge has found that there is no chance for amelioration of
Nancy's condition. The principal opinion accepts this conclu-
sion. It is appropriate to consider the quality of life in
making decisions about the extraordinary medical treatment.
Those who have made decisions about such matters without resort
to the courts certainly consider the quality of life, and bal-
ance this against the unpleasant consequences to the patient.
There is evidence that Nancy may react to pain stimuli. If she
has any awareness of her surroundings, her life must be a liv-
ing hell. She is unable to express herself or to do anything
at all to alter her situation. Her parents, who are her
closest relatives, are best able to feel for her and to decide
what is best for her. The state should not substitute its de-
cisions for theirs. Nor am I impressed with the crypto-
philosophers cited in the principal opinion, who declaim about
the sanctity of any life without regard to its quality. They
dwell in ivory towers.'' Id., at 429.
--
Finally, Judge Blackmar concluded that the Missouri policy was
illegitimate because it treats life as a theoretical abstraction,
severed from, and indeed opposed to, the person of Nancy Cruzan.
``The Cruzan family appropriately came before the court seek-
ing relief. The circuit judge properly found the facts and ap-
plied the law. His factual findings are supported by the
record and his legal conclusions by overwhelming weight of au-
thority. The principal opinion attempts to establish abso-
lutes, but does so at the expense of human factors. In so do-
ing it unnecessarily subjects Nancy and those close to her to
continuous torture which no family should be forced to en-
dure.'' Id., at 429-430.
--
Although Judge Blackmar did not frame his argument as such, it
propounds a sound constitutional objection to the Missouri
majority's reasoning: Missouri's regulation is an unreasonable
intrusion upon traditionally private matters encompassed within
the liberty protected by the Due Process Clause.
The portion of this Court's opinion that considers the merits of
this case is similarly unsatisfactory. It, too, fails to respect
the best interests of the patient.
It, too, relies on what is tantamount to a waiver rationale: the
dying patient's best interests are put to one side and the entire
inquiry is focused on her prior expressions of intent.
III
It is perhaps predictable that courts might undervalue the li-
berty at stake here. Because death is so profoundly personal,
public reflection upon it is unusual. As this sad case shows,
however, such reflection must become more common if we are to
deal responsibly with the modern circumstances of death. Medical
advances have altered the physiological conditions of death in
ways that may be alarming: highly invasive treatment may perpetu-
ate human existence through a merger of body and machine that
some might reasonably regard as an insult to life rather than as
its continuation. But those same advances, and the reorganiza-
tion of medical care accompanying the new science and technology,
have also transformed the political and social conditions of
death: people are less likely to die at home, and more likely to
die in relatively public places, such as hospitals or nursing
homes.
Ultimate questions that might once have been dealt with in in-
timacy by a family and its physician have now become the concern
of institutions. When the institution is a state hospital, as
it is in this case, the government itself becomes involved.
Dying nonetheless remains a part of ``the life which character-
istically has its place in the home,'' Poe v. Ullman, 367 U. S.
--- ------
497, 551 (1961) (Harlan, J., dissenting). The ``integrity of
that life is something so fundamental that it has been found to
draw to its protection the principles of more than one explicitly
granted Constitutional right,'' id., at 551-552, and our deci-
--
sions have demarcated a ``private realm of family life which the
state cannot enter.'' Prince v. Massachusetts, 321 U. S. 158,
------ -------------
166-167 (1944). The physical boundaries of the home, of course,
remain crucial guarantors of the life within it. See, e. g.,
Payton v. New York, 445 U. S. 573, 589 (1980); Stanley v. Geor-
------ --- ---- ------- -----
gia, 394 U. S. 557, 565 (1969). Nevertheless, this Court has
---
long recognized that the liberty to make the decisions and
choices constitutive of private life is so fundamental to our
``concept of ordered liberty,'' Palko v. Connecticut, 302 U. S.
----- -----------
319, 325 (1937), that those choices must occasionally be afforded
more direct protection. See, e. g., Meyer v. Nebraska, 262 U. S.
- - ----- --------
390 (1923); Griswold v. Connecticut, 381 U. S. 479 (1965); Roe v.
-------- ----------- ---
Wade, 410 U. S. 113 (1973); Thornburgh v. American College of
---- ---------- -------- ------- --
Obstetricians and Gynecologists, 476 U. S. 747, 772-782 (1986)
------------- --- -------------
(STEVENS, J., concurring).
Respect for these choices has guided our recognition of rights
pertaining to bodily integrity. The constitutional decisions
identifying those rights, like the common-law tradition upon
which they built, but rather its completion. Our ethical tradition
has long regarded an appreciation of mortality as essential to
understanding life's significance. It may, in fact, be impossible
to live for anything without being prepared to die for something.
Certainly there was no disdain for life in Nathan Hale's most famous
declaration or in Patrick Henry's; their words instead bespeak a
passion for life that forever preserves their own lives in the
memories of their countrymen.
From such ``honored dead we take increased devotion to that cause
for which they gave the last full measure of devotion.''
These considerations cast into stark relief the injustice, and
unconstitutionality, of Missouri's treatment of Nancy Beth Cru-
zan. Nancy Cruzan's death, when it comes, cannot be an historic
act of heroism; it will inevitably be the consequence of her
tragic accident. But Nancy Cruzan's interest in life, no less
than that of any other person, includes an interest in how she
will be thought of after her death by those whose opinions mat-
tered to her. There can be no doubt that her life made her dear
to her family, and to others. How she dies will affect how that
life is remembered. The trial court's order authorizing Nancy's
parents to cease their daughter's treatment would have permitted
the family that cares for Nancy to bring to a close her tragedy
and her death. Missouri's objection to that order subordinates
Nancy's body, her family, and the lasting significance of her
life to the State's own interests. The decision we review there-
by interferes with constitutional interests of the highest order.
To be constitutionally permissible, Missouri's intrusion upon
these fundamental liberties must, at a minimum, bear a reasonable
relationship to a legitimate state end. See, e. g., Meyer v. Ne-
----- ---
braska, 262 U. S., at 400; Doe v. Bolton, 410 U. S. 179, 194-195,
------ --- ------
199 (1973). Missouri asserts that its policy is related to a
state interest in the protection of life. In my view, however,
it is an effort to define life, rather than to protect it, that
is the heart of Missouri's policy. Missouri insists, without re-
gard to Nancy Cruzan's own interests, upon equating her life with
the biological persistence of her bodily functions. Nancy Cru-
zan, it must be remembered, is not now simply incompetent. She
is in a persistent vegetative state, and has been so for seven
years. The trial court found, and no party contested, that Nancy
has no possibility of recovery and no consciousness.
It seems to me that the Court errs insofar as it characterizes
this case as involving ``judgments about the `quality' of life
that a particular individual may enjoy,'' ante, at 17. Nancy
----
Cruzan is obviously ``alive'' in a physiological sense. But for
-----
patients like Nancy Cruzan, who have no consciousness and no
chance of recovery, there is a serious question as to whether the
mere persistence of their bodies is ``life'' as that word is com-
----
monly understood, or as it is used in both the Constitution and
the Declaration of Independence.
The State's unflagging determination to perpetuate Nancy Cruzan's
physical existence is comprehensible only as an effort to define
life's meaning, not as an attempt to preserve its sanctity.
This much should be clear from the oddity of Missouri's defini-
tion alone. Life, particularly human life, is not commonly
thought of as a merely physiological condition or function.
Its sanctity is often thought to derive from the impossibility of
any such reduction. When people speak of life, they often mean
to describe the experiences that comprise a person's history, as
when it is said that somebody ``led a good life.''
They may also mean to refer to the practical manifestation of the
human spirit, a meaning captured by the familiar observation that
somebody ``added life'' to an assembly. If there is a shared
thread among the various opinions on this subject, it may be that
life is an activity which is at once the matrix for and an in-
tegration of a person's interests. In any event, absent some
theological abstraction, the idea of life is not conceived
separately from the idea of a living person. Yet, it is by pre-
cisely such a separation that Missouri asserts an interest in
Nancy Cruzan's life in opposition to Nancy Cruzan's own in-
terests. The resulting definition is uncommon indeed.
The laws punishing homicide, upon which the Court relies, ante,
----
at 16, do not support a contrary inference. Obviously, such laws
protect both the life and interests of those who would otherwise
---
be victims. Even laws against suicide presuppose that those in-
clined to take their own lives have some interest in living, and,
----
indeed, that the depressed people whose lives are preserved may
later be thankful for the State's intervention. Likewise, deci-
sions that address the ``quality of life'' of incompetent, but
conscious, patients rest upon the recognition that these patients
have some interest in continuing their lives, even if that in-
----
terest pales in some eyes when measured against interests in dig-
nity or comfort. Not so here. Contrary to the Court's sugges-
tion, Missouri's protection of life in a form abstracted from the
living is not commonplace; it is aberrant.
Nor does Missouri's treatment of Nancy Cruzan find precedent in
the various state law cases surveyed by the majority. Despite
the Court's assertion that state courts have demonstrated ``both
similarity and diversity in their approach'' to the issue before
us, none of the decisions surveyed by the Court interposed an ab-
----
solute bar to the termination of treatment for a patient in a
persistent vegetative state. For example, In re Westchester
-- -- -----------
County Medical Center on behalf of O'Connor, 72 N. Y. 2d 517, 531
------ ------- ------ -- ------ -- - ------
N. E. 2d 607 (1988), pertained to an incompetent patient who
``was not in a coma or vegetative state. She was conscious, and
capable of responding to simple questions or requests sometimes
by squeezing the questioner's hand and sometimes verbally.''
Id., at 524-525, 531 N. E. 2d, at 609-610. Likewise, In re
-- -- --
Storar, 52 N. Y. 2d 363, 420 N. E. 2d 64 (1981), involved a cons-
------
cious patient who was incompetent because ``profoundly retarded
with a mental age of about 18 months.'' Id., at 373, 420 N. E.
--
2d, at 68. When it decided In re Conroy, 98 N. J. 321, 486 A.
-- -- ------
2d 1209 (1985), the New Jersey Supreme Court noted that ``Ms.
Conroy was not brain dead, comatose, or in a chronic vegetative
state,'' 98 N. J., at 337, 486 A. 2d, at 1217, and then dis-
tinguished In re Quinlan, 70 N. J. 10, 355 A. 2d 647 (1976), on
-- -- -------
the ground that Karen Quinlan had been in a ``persistent vegeta-
tive or comatose state.'' 98 N. J., at 358-359, 486 A. 2d, at
1228. By contrast, an unbroken stream of cases has authorized
procedures for the cessation of treatment of patients in per-
sistent vegetative states.
Considered against the background of other cases involving pa-
tients in persistent vegetative states, instead of against the
broader--and inapt--category of cases involving chronically ill
incompetent patients, Missouri's decision is anomolous.
In short, there is no reasonable ground for believing that Nancy
Beth Cruzan has any personal interest in the perpetuation of what
--------
the State has decided is her life. As I have already suggested,
it would be possible to hypothesize such an interest on the basis
of theological or philosophical conjecture. But even to posit
such a basis for the State's action is to condemn it. It is not
within the province of secular government to circumscribe the li-
berties of the people by regulations designed wholly for the pur-
pose of establishing a sectarian definition of life. See Webster
-------
v. Reproductive Services, 492 U. S. ----, ---- - ---- (1989)
------------ --------
(STEVENS, J., dissenting).
My disagreement with the Court is thus unrelated to its endorse-
ment of the clear and convincing standard of proof for cases of
this kind. Indeed, I agree that the controlling facts must be
established with unmistakable clarity. The critical question,
however, is not how to prove the controlling facts but rather
what proven facts should be controlling. In my view, the consti-
tutional answer is clear: the best interests of the individual,
especially when buttressed by the interests of all related third
parties, must prevail over any general state policy that simply
ignores those interests.
Indeed, the only apparent secular basis for the State's interest
-------
in life is the policy's persuasive impact upon people other than
Nancy and her family. Yet, ``[a]lthough the State may properly
perform a teaching function,'' and although that teaching may
foster respect for the sanctity of life, the State may not pursue
its project by infringing constitutionally protected interests
for ``symbolic effect.'' Carey v. Population Services Interna-
-------- ----- ---------- -------- --------
tional, 431 U. S. 678, 715 (1977) (STEVENS, J., concurring in
------
part and concurring in judgment). The failure of Missouri's pol-
icy to heed the interests of a dying individual with respect to
matters so private is ample evidence of the policy's illegitima-
cy.
Only because Missouri has arrogated to itself the power to de-
fine life, and only because the Court permits this usurpation,
are Nancy Cruzan's life and liberty put into disquieting con-
flict. If Nancy Cruzan's life were defined by reference to her
own interests, so that her life expired when her biological ex-
istence ceased serving any of her own interests, then her consti-
---
tutionally protected interest in freedom from unwanted treatment
would not come into conflict with her constitutionally protected
interest in life. Conversely, if there were any evidence that
---
Nancy Cruzan herself defined life to encompass every form of bio-
logical persistence by a human being, so that the continuation of
treatment would serve Nancy's own liberty, then once again there
would be no conflict between life and liberty. The opposition of
life and liberty in this case are thus not the result of Nancy
Cruzan's tragic accident, but are instead the artificial conse-
quence of Missouri's effort, and this Court's willingness, to
abstract Nancy Cruzan's life from Nancy Cruzan's person.
IV
Both this Court's majority and the state court's majority ex-
press great deference to the policy choice made by the state leg-
islature.
There is, however, nothing ``hypothetical'' about Nancy Cruzan's
constitutionally protected interest in freedom from unwanted
treatment, and the difficulties involved in ascertaining what her
interests are do not in any way justify the State's decision to
oppose her interests with its own. As this case comes to us, the
crucial question--and the question addressed by the Court--is not
what Nancy Cruzan's interests are, but whether the State must
give effect to them. There is certainly nothing novel about the
practice of permitting a next friend to assert constitutional
rights on behalf of an incompetent patient who is unable to do
so. See, e. g., Youngberg v. Romeo, 457 U. S. 307, 310 (1982);
- - --------- -----
Whitmore v. Arkansas, 495 U. S. ---- , ---- (1990) (slip op. at
-------- --------
11-13). Thus, if Nancy Cruzan's incapacity to ``exercise'' her
rights is to alter the balance between her interests and the
State's, there must be some further explanation of how it does
so. The Court offers two possibilities, neither of them satis-
factory.
The first possibility is that the State's policy favoring life
is by its nature less intrusive upon the patient's interest than
any alternative. The Court suggests that Missouri's policy
``results in a maintenance of the status quo,'' and is subject to
reversal, while a decision to terminate treatment ``is not sus-
ceptible of correction'' because death is irreversible. Ante, at
----
19. Yet, this explanation begs the question, for it assumes ei-
ther that the State's policy is consistent with Nancy Cruzan's
own interests, or that no damage is done by ignoring her in-
terests. The first assumption is without basis in the record of
this case, and would obviate any need for the State to rely, as
it does, upon its own interests rather than upon the patient's.
The second assumption is unconscionable. Insofar as Nancy Cruzan
has an interest in being remembered for how she lived rather than
how she died, the damage done to those memories by the prolonga-
tion of her death is irreversible. Insofar as Nancy Cruzan has
an interest in the cessation of any pain, the continuation of her
pain is irreversible. Insofar as Nancy Cruzan has an interest in
a closure to her life consistent with her own beliefs rather than
those of the Missouri legislature, the State's imposition of its
contrary view is irreversible. To deny the importance of these
consequences is in effect to deny that Nancy Cruzan has interests
at all, and thereby to deny her personhood in the name of
preserving the sanctity of her life.
The second possibility is that the State must be allowed to de-
fine the interests of incompetent patients with respect to life-
sustaining treatment because there is no procedure capable of
determining what those interests are in any particular case. The
Court points out various possible ``abuses'' and inaccuracies
that may affect procedures authorizing the termination of treat-
ment. See ante, at 17. The Court correctly notes that in some
----
cases there may be a conflict between the interests of an incom-
petent patient and the interests of members of her family. A
State's procedures must guard against the risk that the sur-
vivors' interests are not mistaken for the patient's. Yet, the
appointment of the neutral guardian ad litem, coupled with the
searching inquiry conducted by the trial judge and the imposition
of the clear and convincing standard of proof, all effectively
avoided that risk in this case. Why such procedural safeguards
should not be adequate to avoid a similar risk in other cases is
a question the Court simply ignores.
Indeed, to argue that the mere possibility of error in any case
---
suffices to allow the State's interests to override the particu-
lar interests of incompetent individuals in every case, or to ar-
-----
gue that the interests of such individuals are unknowable and
therefore may be subordinated to the State's concerns, is once
again to deny Nancy Cruzan's personhood. The meaning of respect
for her personhood, and for that of others who are gravely ill
and incapacitated, is, admittedly, not easily defined: choices
about life and death are profound ones, not susceptible of reso-
lution by recourse to medical or legal rules. It may be that the
best we can do is to ensure that these choices are made by those
who will care enough about the patient to investigate her in-
terests with particularity and caution. The Court seems to
recognize as much when it cautions against formulating any gen-
eral or inflexible rule to govern all the cases that might arise
in this area of the law. Ante, at 13. The Court's deference to
----
the legislature is, however, itself an inflexible rule, one that
the Court is willing to apply in this case even though the
Court's principal grounds for deferring to Missouri's legislature
are hypothetical circumstances not relevant to Nancy Cruzan's in-
terests.
On either explanation, then, the Court's deference seems ulti-
mately to derive from the premise that chronically incompetent
persons have no constitutionally cognizable interests at all, and
so are not persons within the meaning of the Constitution.
Deference of this sort is patently unconstitutional. It is also
dangerous in ways that may not be immediately apparent. Today
the State of Missouri has announced its intent to spend several
hundred thousand dollars in preserving the life of Nancy Beth
Cruzan in order to vindicate its general policy favoring the
preservation of human life. Tomorrow, another State equally
eager to champion an interest in the ``quality of life'' might
favor a policy designed to ensure quick and comfortable deaths by
denying treatment to categories of marginally hopeless cases. If
the State in fact has an interest in defining life, and if the
State's policy with respect to the termination of life-sustaining
treatment commands deference from the judiciary, it is unclear
how any resulting conflict between the best interests of the in-
dividual and the general policy of the State would be resolved.
I believe the Constitution requires that the individual's vital
interest in liberty should prevail over the general policy in
that case, just as in this.
That a contrary result is readily imaginable under the
majority's theory makes manifest that this Court cannot defer to
any State policy that drives a theoretical wedge between a
person's life, on the one hand, and that person's liberty or hap-
piness, on the other.
The consequence of such a theory is to deny the personhood of
those whose lives are defined by the State's interests rather
than their own. This consequence may be acceptable in theology
or in speculative philosophy, see Meyer, 262 U. S., at 401-402,
-----
but it is radically inconsistent with the foundation of all legi-
timate government. Our Constitution presupposes a respect for
the personhood of every individual, and nowhere is strict adher-
ence to that principle more essential than in the Judicial
Branch. See, e. g., Thornburgh v. American College of Obstetri-
---------- -------- ------- -- ---------
cians and Gynecologists, 476 U. S., at 781-782 (STEVENS, J., con-
----- --- -------------
curring).
V
In this case, as is no doubt true in many others, the predica-
ment confronted by the healthy members of the Cruzan family mere-
ly adds emphasis to the best interests finding made by the trial
judge. Each of us has an interest in the kind of memories that
will survive after death. To that end, individual decisions are
often motivated by their impact on others. A member of the kind
of family identified in the trial court's findings in this case
would likely have not only a normal interest in minimizing the
burden that her own illness imposes on others, but also an in-
terest in having their memories of her filled predominantly with
thoughts about her past vitality rather than her current condi-
tion. The meaning and completion of her life should be con-
trolled by persons who have her best interests at heart--not by a
state legislature concerned only with the ``preservation of human
life.''
The Cruzan family's continuing concern provides a concrete rem-
inder that Nancy Cruzan's interests did not disappear with her
vitality or her consciousness. However commendable may be the
State's interest in human life, it cannot pursue that interest by
appropriating Nancy Cruzan's life as a symbol for its own pur-
poses. Lives do not exist in abstraction from persons, and to
pretend otherwise is not to honor but to desecrate the State's
responsiblity for protecting life. A State that seeks to demon-
strate its commitment to life may do so by aiding those who are
actively struggling for life and health. In this endeavor, un-
fortunately, no State can lack for opportunities: there can be no
need to make an example of tragic cases like that of Nancy Cru-
zan.
I respectfully dissent.